Financial Sales Resume Example

Are you a Financial Sales by profession and looking for a career change? We have good news for you! use our job-winning professional Financial Sales Resume Sample template. You don’t have to start writing from scratch. Just click “Edit CV” and modify it with your details. Update the template fonts and colors to have the best chance of landing your dream job. Find more Resume Templates.

James Kevin

Financial Sales and Management Professional


Successful senior level sales executive with proven ability to drive and sustain financial sales through broad-based competencies in New Business Development, Startegic Planning, Account Management, and Marketing/Sales Promotion.

  • Over twenty years of experience wholesaling fixed income, equity and alternative products
  • Expertise in senior level negotiations, relationship-building and presentations
  • Innovative in key accouont development, management and expansion while consistently expanding client base


  • Series 7, 63

Work Experience


Janus Henderson Global Investors


Wholesale mutual funds, separate accounts, alternatives and ETFs to RIA clients, wirehouses and independent advisors in Georgia.  Develop strategic plans to meet and exceed company goals which included profitability, productivity, operational effectiveness.  Execute plans to attract, expand, and retain customer relationships. Partner with custodial firms to market to RIA firms such as Fidelity and Charles Schwab. Previous territories include Pennsylvania, Alabama, Louisiana and Mississippi.

  • Raised $4.8 billion to date
  • One of first six wholesalers hired by company to sell to advisors
  • Initial member of Advisory Group Board

Southeast Regional Vice President

Dreyfus Corporation

Oct 2004

Wholesaled mutual funds and separate managed accounts to all channels in Georgia, Tennessee and Alabama.

  • Acquired territory and increased sales by 70% in one year.

Regional Vice President

BlackRock Inc.

Dec 2002

Wholesaled mutual funds, fixed income offerings and closed-end funds to all channels in Colorado, Idaho, Kansas, Missouri, Wyoming, Georgia, North Carolina and South Carolina. Developed key relationships with district managers, sales managers and 401k managers to promote BlackRock funds.  Continuously developed new sales ideas to share with advisors and other wholesalers. Created business plans and sales forecasts to ensure projected volume and profitability goals were realized.

  • First wholesaler put in place in this territory and achieved 893% sales growth in first year
  • Exceeded sales goal by 290%

Internal Wholesaler

BlackRock, Inc.

Oct 1998

Provided sales and marketing support to external wholesalers. 

Financial Services Representative

J. & W. Seligman & Co., Inc.

Feb 1998

Supported function of internal and external wholesalers by assessing client needs and developing strategies for marketing mutual funds to the public.  


B.A., Political Science

San Jose State University

May 1994


Habitat for Humanity


Jun 2007

Rebuilt houses in 9th Ward of New Orleans after Hurricane Katrina

Board of Trustees, Upland Country Day School

Trustee and Endowment Manager

Jun 2013

Trustee and head of Financial Committee and manager of the school endowment.


  • English
  • French
  • Arabic
  • German

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What is the Role of a Financial Sales Professional?

In the dynamic world of finance, the role of a Financial Sales Professional stands as a cornerstone. This role is a perfect amalgamation of financial acumen and sales prowess, where individuals work diligently to foster relationships with clients, helping them navigate the intricate financial landscape to meet their financial goals. Let’s delve deeper into the role of a Financial Sales Professional, a role that demands a deep understanding of financial products coupled with a knack for sales.

A Financial Sales Professional is tasked with selling financial products and services, which can range from loans, mortgages, and insurance policies to investment opportunities like stocks and bonds. They are the bridge between financial institutions and potential clients, understanding the needs and financial goals of the clients and suggesting the most suitable products or services. Their role is not just limited to selling; it encompasses educating clients, providing them with the necessary information to make informed decisions, and building long-term relationships grounded in trust and mutual respect.

What are the Financial Sales Job Requirements?

Aspiring to carve a niche in the financial sales landscape necessitates meeting a series of requirements that validate one’s competence and readiness for the role. Let’s explore the prerequisites that pave the way to becoming a Financial Sales Professional:

  • A Bachelor’s degree in Finance, Business, Economics, or a related field, establishing a strong foundation in the financial domain.
  • Profound understanding of financial products and markets, a knowledge base that is continuously updated to stay abreast of the latest trends and developments.
  • Experience in sales, showcasing a trajectory of growth and the ability to foster and nurture client relationships.
  • Excellent communication and interpersonal skills, the tools that facilitate effective client interactions.
  • Analytical skills to evaluate financial data and market trends, aiding in the development of tailored financial solutions for clients.
  • Professional certifications such as Certified Financial Planner (CFP) or Chartered Financial Analyst (CFA) can be an added advantage, showcasing a commitment to professional growth.

Meeting these requirements is a testament to one’s readiness to embrace the challenging yet rewarding role of a Financial Sales Professional.

What are the Responsibilities of a Financial Sales Professional?

The role of a Financial Sales Professional is a mosaic of diverse responsibilities, each contributing to the ultimate goal of aiding clients in achieving their financial objectives. Let’s unravel the myriad responsibilities that define this role:

  • Identifying and reaching out to potential clients, a proactive approach to building a robust client base.
  • Understanding the financial needs and goals of clients, a step towards developing personalized financial solutions.
  • Presenting and selling suitable financial products and services, a task that demands a deep understanding of the financial landscape.
  • Providing clients with up-to-date information on financial products and market trends, fostering informed decision-making.
  • Maintaining and nurturing client relationships, a continuous endeavor towards building trust and loyalty.
  • Collaborating with other financial professionals to develop comprehensive financial strategies, a teamwork approach to achieving client satisfaction.

Each responsibility is a building block, contributing to the construction of a successful career in financial sales.

Financial Sales Resume Writing Tips

As you gear up to craft a resume that resonates with your career journey and aspirations, here are some tips to guide you in creating a compelling narrative:

  • Highlight your achievements in the financial sales domain, showcasing your successes through quantifiable metrics.
  • Detail your experience in sales, narrating instances where you have fostered long-term client relationships.
  • Include any financial certifications you hold, a testimony to your commitment to professional growth.
  • Personalize your resume for the specific role you are applying for, weaving a narrative that aligns with the job description.
  • Include testimonials or references from satisfied clients, adding a touch of credibility to your profile.

Each tip is a stepping stone, guiding you towards crafting a resume that stands tall amidst the competition.

Financial Sales Resume Summary Examples

Your resume summary is the gateway to your career narrative, offering a snapshot of your journey and the value you bring to the table. Here are some examples to inspire you:

  • “Dynamic Financial Sales Professional with 8+ years of experience in fostering client relationships and selling financial products. Proven track record of exceeding sales targets and achieving client satisfaction.”
  • “Results-driven Financial Sales expert with a deep understanding of financial markets and products. Adept at identifying client needs and crafting personalized financial solutions.”
  • “Experienced Financial Sales Professional with a knack for building long-term client relationships. Skilled in navigating the complex financial landscape to aid clients in achieving their financial goals.”

Each summary is a window, offering a glimpse into your professional journey and the expertise you bring to the role.

Create a Strong Experience Section for Your Financial Sales Resume

Your experience section is the canvas where you paint a vivid picture of your career journey, detailing the roles you have embraced and the milestones you have achieved. Here are some tips to create a robust experience section:

  • Detail your experience in selling a diverse range of financial products, showcasing your versatility.
  • Narrate instances where you have gone above and beyond to meet client needs, painting a picture of your commitment to client satisfaction.
  • Highlight your role in collaborative efforts to develop financial strategies, showcasing your teamwork spirit.

Each detail is a brushstroke, contributing to a rich and vibrant portrayal of your career journey.

Sample Education Section for Your Financial Sales Resume

Your education section is the foundation upon which your career stands, showcasing the academic journey that has equipped you with the necessary knowledge and skills. Here is a sample to guide you:

  • Bachelor of Business Administration, Finance Major, XYZ University, 2015
  • Certified Financial Planner (CFP), ABC Institute, 2018

Each educational milestone is a testament to your academic diligence and your readiness to embrace the financial sales landscape.

Financial Sales Skills for Your Resume

Your skills section is a showcase of your abilities, both innate and acquired, that equip you to excel in the financial sales domain. Let’s list down the essential skills that a Financial Sales Professional should possess:

Soft Skills:

  1. Excellent communication skills, facilitating effective client interactions.
  2. Relationship-building skills, fostering long-term client relationships grounded in trust.
  3. Negotiation skills, aiding in the successful closure of deals.
  4. Analytical skills, enabling the evaluation of financial data and market trends.
  5. Problem-solving abilities, finding solutions in challenging situations.

Hard Skills:

  1. Financial acumen, understanding the intricacies of financial products and markets.
  2. Sales prowess, showcasing a knack for selling financial products effectively.
  3. Knowledge of financial regulations, ensuring compliance in financial transactions.
  4. Proficiency in financial software, bringing efficiency to financial analysis and reporting.
  5. Project management skills, overseeing financial projects successfully from inception to completion.

Each skill is a tool, aiding you in navigating the complex financial landscape and achieving success in the financial sales domain.

Most Common Mistakes to Avoid When Writing a Financial Sales Resume

As you craft your resume, it is essential to steer clear of common pitfalls that can hinder your journey to landing your dream job. Here we list down the mistakes often seen in resumes and how to avoid them:

  • Using a one-size-fits-all approach, a strategy that fails to showcase your unique fit for the role.
  • Listing job duties without showcasing your achievements, a narrative that lacks depth.
  • Ignoring the cover letter, a missed opportunity to narrate your story and connect with the potential employer.
  • Overloading your resume with technical jargon, a strategy that can obscure your true value.
  • Failing to proofread, a mistake that can leave a dent in your professional image.

Each mistake is a pitfall, avoid them to craft a resume that is both authentic and compelling.

Key Takeaways for Your Financial Sales Resume

As we reach the end of this comprehensive guide, let’s recap the key points to keep in mind while crafting your Financial Sales resume:

  • Emphasize your achievements in the financial sales domain, showcasing your trajectory of success through quantifiable metrics.
  • Detail your experience in fostering long-term client relationships, painting a picture of your commitment to client satisfaction.
  • Highlight your financial acumen, showcasing your deep understanding of financial products and markets.
  • Include a section on continuous learning, showcasing the certifications and courses undertaken to stay abreast of the latest developments in the financial domain.

Finally, feel free to utilize resources like AI Resume Builder, Resume Design, Resume Samples, Resume Examples, Resume Skills, Resume Help, Resume Synonyms, and Job Responsibilities to create a standout application and prepare for the Financial Sales job interview.

With this reservoir of insights and tips, you are now equipped to craft a resume that not only narrates your career story but also highlights the unique value you bring to the role. Remember, your resume is the first step towards forging a successful career in financial sales. Make it count!